ISO 19312 Setup - Business Components

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There are 51 BusinessComponents defined in the Setup section of the model. Each has a definition and zero or more Elements associated with it. The detail table showing details for each is ISO 19312 Setup - BusinessComponentsDetail - at least until we've thought thru a better presentation - as always, comments from the gallery are welcome ...

1 The Components and their Definitions (with Element Names)

The Components and their Definitions (with Element Names)

Account

Definition: "Business relationship between two entities; one entity is the account owner, the other entity is the account servicer."
Elements: Identification - Unique and unambiguous identification for the account between the account owner and the account servicer.; Status - "Specifies the current state of an account, eg, enabled or deleted."; Name - "Name of the account. It provides an additional means of identification, and is designated by the account servicer in agreement with the account owner."

AssetClassStrategy

Definition: Strategy is asset class based.

Capital

Definition: Funds targeted to be raised through the issuance of a security
Elements: Amount - "Number of instruments or total capital amount authorised, issued, redeemed or outstanding"; Date - Date/time at which total capital amount was recorded; Type - Specifies the type of capital

CashAccount

Definition: Account to or from which a cash entry is made.
Elements: Currency - Medium of exchange of value.; Type - "Specifies the nature, or use, of the cash account."

Charge

Definition: Amount of money associated with a service.
Elements: Type - Specifies the type of service for which a charge is asked or paid.; Rate - Rate used to calculate the amount of the charge or fee.; ChargeBasis - Method used to calculate a charge.; Amount - Amount of money asked or paid for the charge.; MinimumAmount - Minimum amount of money asked or paid for the charge.; MaximumAmount - Maximum amount of money asked or paid for the charge.; MinimumRate - Minimum rate used to calculate the amount of the charge or fee.; MaximumRate - Maximum rate used to calculate the amount of the charge or fee.; EffectivePeriod - Period during which the fee is applicable.

Collateral

Definition: Information related to the assets pledged to a lender until a loan is repaid.
Elements: CollateralType - Specifies the type of collateral.; SecurityIdentification - ISIN identifier of the related security into which this security can be converted; Amount - Amount of collateral.; Quantity - Quantity of securities or physical entities given as collateral.; Description - Free text description of the type of collateral given.

CommunicationNumber

Definition: Communication device number or electronic address used for communication.
Elements: ISDNAddress - Address for an Integrated Services Digital Network.; EmailAddress - Address for electronic mail (e-mail).; TeletextAddress - Address for a teletext.; TelexAddress - Address for a telex machine.; URLAddress - "Address for the Universal Resource Locator (URL), eg, used over the www (HTTP) service."; PhoneNumber - "Collection of information that identifies a phone number, as defined by telecom services."; FaxNumber - "Collection of information that identifies a FAX number, as defined by telecom services."; MobileNumber - "Collection of information that identifies a mobile phone number, as defined by telecom services."

ComponentSecurity

Definition: Association of one financial instrument to another
Elements: SeparationChoice - Defines if the separation of the security is optional or mandatory; QuantityNumerator - Number of related securities for the exercise; QuantityDenominator - Number of held securities for the exercise; SeparationDate - Date/time at which the related security can (optional) or must (mandatory) be separated; SeparationPeriod - Period during which the related security can (optional) or must (mandatory) be separated.; SecurityIdentification - ISIN identifier of the related security into which this security can be converted

ConversionInformation

Definition: "Conversion exchange of securities, generally convertible bonds or preferred equities, into another form of securities, usually common equities"
Elements: ConversionChoice - Specifies whether the conversion is mandatory or optional; ConversionDate - Deadline by which a convertible securitiy must be converted according to the terms of the issue; ConversionPeriod - Period during which a convertible securitiy may be converted according to the terms of the issue; ConversionPrice - Price of one targes security in the conversion; ConversionRatioNumerator - Number of target securities for the conversion; ConversionRatioDenominator - Number of held securities for the conversion; ConversionOption - Specifies information about the choices offered to the holder of a conversion.; MinimumExercisableMultipleQuantity - Minimum multiple quantity of securities that must be exercised; MinimumExercisableQuantity - Minimum quantity of securities that must be exercised; ProtectionAgainstDilutionIndicator - Indicates whether the security is protected against dilution with regards to capital events; SecurityIdentification - ISIN identification of the related financial instrument into which this security can be converted; ConversionMarginAmount - Amount of cash needed for the conversion; ConversionFixedExchangeRate - Currency exchange rate between the currency of the security and the currency of the underlying security used to calculate the convertion ratio.; PartyType - Specifies if the issuer or the holder are allowed to convert the security into another one; ReverseConversionIndicator - Indicates whether the security is convertible and back.; MinimumNoticeDays - Minimum number of days that must be given by either the issuer or the holder before conversion can take place; FinancialCenter - "Financial place taken into account to adjust the date and time, as defined within the business day convention"; BusinessDayConvertion - Convention used for adjusting a date when it is not a business day; NoticePeriodType - Specifies the type of notice period.; ConversionUnitCurrency - "Currency in which the rate of exchange is expressed in a currency exchange. In the example 1GBP = xxxCUR, the unit currency is GBP."; ConversionQuotedCurrency - "Currency into which the base currency is converted, in a currency exchange."

Coupon

Definition: Physical certificates representing rights attached to the physical certificates representing a security
Elements: NextCouponAttachedDate - Date of the next coupon attached to the physical security; NextCouponAttachedNumber - Numberof the next coupon attached to the physical security

CurrencyStrategy

Definition: Strategy is currency based.
Elements: Currency - Currency of the investment.

Debt

Definition: Financial instruments evidencing moneys owed by the issuer to the holder on terms as specified
Elements: CallableIndicator - Indicates whether the issuer has the right to pay the securitiy prior to maturity. Also called RetractableIndicator.; NextCallableDate - Next date/time at which the issuer has the right to pay the securitiy prior to maturity.; ConvertibleIndicator - Indicates whether the interest bearing security is convertible into anouther type of security; FaceAmount - Unit value of a debt security.; VariableRateIndicator - Indicates whether the interest rate of an interest bearing instrumt is reset periodically; PaymentFrequency - Specifies the frequency of an interest payment; ExtendibleIndicator - "Indicates whether the security is extendible, eg, repayment may be extended or maturity changed."; ExpirationDate - Date/time at which an interest bearing security becomes due and assets are to be repaid.; MaturityDate - Planned final repayment date at the time of issuance.; PoolNumber - Number identifiying a group of underlying assets assigned by the issuer of a factored security; PutableIndicator - Indicates whether the holder has the right to ask for redemption of the security prior to final maturity. Also called RedeemableIndicator; PutableDate - Date/time at which the holder has the right to ask for redemption of the security prior to final maturity.; DatedDate - First date/time on which a security begins to accrue interest; SinkableIndicator - "Indicates whether the security is a sinking fund. A sinking fund is a bond in which part of the total principal amount is repaid according to agreed schedules of dates, amounts and prices."; DayCountBasis - Specifies the computation method of (accrued) interest of the security; SubordinatedIndicator - Indicates whether the security is a subordinated security; InterestRate - Per annum ratio of interest paid to the principal amount of the financial instrument for a specific period of time.; FirstPaymentDate - Date/time the first interest payment is due to holders of the security; ExtendibleDate - Date/time to which a date might be extended.; ExtendiblePeriod - Period during which a date might be extended.; AmortisableIndicator - Indicates whether repayment is made via regular principal and interest payments over time; OverAllotmentAmount - Amount for which a security can be overalloted (as in greenshoe option); OverAllotmentRate - Percentage for which a security can be overalloted (as in greenshoe option); Factor - Rate that will be applicable as of the next factor date and defines the outstanding principal of the factored security; InterestCalculationMethod - "Calculation method used to calculate interest and/or yield for a bond, eg. Street convention"; PerpetualIndicator - Indicates whether the security has no maturity date.; CapitalisedInterest - Specifies whether the interest amount is capitalised until maturity date or paid out at each interest payment date.; NonPaidAmount - Nominal amount which is not paid yet.; ActualDenominationAmount - Nominal value per security unit.

Entitlement

Definition: Financial instruments providing the holder the privilege to subscribe to or to receive specific assets on terms specified.
Elements: CoveredIndicator - Indicates twhether the underlying security is owned by the writer of the entlement.; ExpiryDate - Date/time at which the security expires.; OptionStyle - Specifies how an option can be exercised.; OptionType - Specifies whether it is a call option (right to purchase a specific unterlying asset) or a put option (right to sell a specific underlying asset).; StrikePrice - Predetermined price at which the holder buys or sells the underlying.; CappedValue - Limit on the pay-out on the expiration of the entiglement. The positive difference between the cap value and the strike price is the maximum amount that would be paid of at expiration.; CappedIndicator - Indicates whether an entitlement is capped.

Equity

Definition: Financial instruments representing an ownership interest in an entity or pool of assets.
Elements: NonPaidAmount - Nominal amount which is not paid yet.; ConvertibleIndicator - Indicates whether the investor or the issuer has a conversion option.; ParValue - Nominal value of an equity security.; PaymentStatus - Specifies the status of payment of a security at a particular time.; MaturityDate - "Date/time at which the security will no longer exist, eg, redeemable preference shares."; VotingRightsPerShare - Number of voting rights per share.; OverAllotmentAmount - Amount for which a security can be overalloted (as in greenshoe option); OverAllotmentRate - Percentage for which a security can be overalloted (as in greenshoe option)

DividendParameters

Definition: Terms for the expected distributions of dividends.
Elements: DividendAmount - "Planned first dividend amount, eg, for preferred shares."; DividendRate - "Planned first dividend rate, eg, for preferred shares."; PaymentDate - "Planned first dividend date/time, eg, for preferred shares."; PaymentFrequency - Specifies the cycle of dividend payments.; DividendCoverRate - Amount of dividends the issuer intends to pay out the following year based on their normalised earnings.

FundAccountingInformation

Definition: Information related to the accounting methods used by the fund.
Elements: AccountingYearEndDate - Last day of the accounting year for the fund.; FirstAccountingYearEndDate - Last day of the first accounting year for the fund.

Future

Definition: Contracts which obligate the buyer to receive and the seller to deliver in the future the assets specified at an agreed price.
Elements: LastDeliveryDate - Last date/time by which the option for physical delivery may still be exercised.; Tick - Minimum price increment with which the contract may be traded.; ContractSize - Ratio or multiplying factor used to convert one contract into a quantity.; ExpiryDate - Date/time at which the security expires.; Standardisation - "Specifies whether the terms of the security (underlying instruments, expirationdate, contract size) are defines according to the exchange specifications or whether they can be user defined"; VersionNumber - Number allocated by options exchanges to record that an option has underone a change in ist contract specifications (particularly adjustment of the strike price).; Delivery - Specifies how the settlement of the underlying instruments will be done.; UnderlyingType - Specifies the type of underlying to which the option relates.; UnderlyingSecurityIdentification - Identification of the underlying security by an ISIN.

FutureRule

Definition: Characteristics of the debt instrument that can be delivered.
Elements: MaximumTimeToMaturity - Maximum number of time types up to the maturity or first redemption option.; MinimumTimeToMaturity - Minimum number of time types up to the maturity or first redemption option.; TimeType - Indicates whether the time to maturity is measured in months or years.; BaseInterestRate - Nominal interest rate of synthetic bond.

Guaranty

Definition: "Security whose cash flows, eg, interest payment, are guaranteed by a firm other than the issuer."
Elements: GuarantyType - "Specifies the type of security granted by an organisation with the role as 'guarantor', eg, suretyship. "; EffectivePeriod - Period during which the guaranty is valid.; Amount - Amount of the guaranty.

InterestChangeInformation

Definition: Information related to the variable interest payment of a security.
Elements: FixingDate - "Date/time at which the rate determination is made, also called determination date."; ReportingDate - Last date/time the new interest rate must be reported to the market.; ResetDate - "Date/time at which the interest rate of an interest bearing security will be calculated and reset, according to the terms of the issue."; BenchmarkReference - "Benchmark rate against which variable rate instrumetns are measured to determine the interest rate, eg, LIBOR."; SpreadRate - Margin over or under an index which determines the interest rate of an interest bearing security.; VariableRateChangeFrequency - Specifies the frequency of change to the variable rate of an interest bearing instrument.; RateResetSource - Identifies the reference source for benchmark interest rates. The source can be the fixing agent.

InvestmentFund

Definition: Distinct pool of financial instruments managed by a single investment policy. May or not be part of an umbrella fund. The pool is issued in at least one investment fund class.
Elements: Name - Name of the investment fund.; Identification - Identification of the investment fund.; Structure - "Structure of the subfund, eg, singe fund, multi-class."; FundType - "Legal form of the fund, eg, UCITS, SICAV, OEIC, Unit Trust and FCP."; LegalForm - "Legal form of a fund, eg, corporation or trust."; SubFundIndicator - "Indicates whether the investment fund is a subfund, when it is a compartment of an umbrella fund. In this case, subfund is a synonym of investment fund and therefore has the same attributes as investment fund.; EndOfFiscalYear - Date/time at which the books are closed and profit and loss is determined.; DomicileCountry - Country in which the investment fund is domiciled.

InvestmentFundClass

Definition: "Security that is a sub-set of an investment fund, and is governed by the same investment fund policy, eg, dividend option or valuation currency"
Elements: SupplementaryIdentification - Additional information about a financial instrument to help identify the instrument.; FundClassification - Method of classifying a fund.; ClassType - "Features of units offered by a fund. For example, a unit may have a specific load structure, eg. front end or back end, an income policy, eg. pay out or accumulate, or a trailer policy, et. with or without. Fund classes are typically denoted by a single character, eg, 'Class A, 'Class 2'."; AuthorisedCountry(1..n) - Country in which it is authorised to commercialise the fund.; DistributionPolicy - "Income policy relating to a class type, i.e. if income is paid out or retained in the fund."; TradingCurrency - Currency of the investment fund class.; ProductGroup - Company specific description of a group of funds.; DualFundIndicator - Indicates whether the fund has two prices.; DividendPolicy - "Dividend policy of th fund, eg, cash, units."; MinimumInitialSubscriptionAmount - Minimum initial subscription value.; MinimumInitialSubscriptionUnits - Minimum initial number of units/shares that must be purchased.; MinimumSubscriptionAmount - Minimum subscription value for existing investors.; MinimumSubscriptionUnits - Minimum number of units/shares that must be purchase by existing investors.; MaximumRedemptionAmount - "Maximum quantity of securities, expressed as an amount that can be sold."; MaximumRedemptionUnit - Maximum number of shares/units that may be redeemed on a single dealing day.; MaximumRedemptionPercentage - "Maximum quantity of securities, expressed as a percentage that can be sold."; MinimumRemainingHoldingAmounts - "Minimum quantity of securities, expressed as an amount, that must be kept by the investor."; MinimumRemainingHoldingUnits - Minimum number of units/shares that must be retained to avoid automatic redemption.; InvestorType - Type of investor that can invest in the fund class.; MinimumHoldingPeriod - "Period, in number of days, during which the units/shares must be held following their issue before redemption will be permitted."

Issuance

Definition: Elements required for issue preparation/bringing to market (also known as primary market or Initial Public Offering (IPO) issuance) through to the issue date.
Elements: IssuePrice - Initial issue price of the security.; IssueNominalAmount - Total original amount or quantity published.; OriginalIssueDiscount - Discount from par value at the time the security is issued.; SubscriptionPeriod - Period during which the security can be subscribed to.; MinimumSubscription - Minimum or incremental denomination required for the transfer or change of ownership of a security.; IssueDate - Date/time at which the security was made available.; IssuePlace - Primary market or country where a security is issued by the issuer or its agent.

IssuanceVariant

Definition: Specifies additional information related to the issuance of the security.
Elements: IssuePlace - Primary market or country where a secrutiy is issued ba the issuer or ist agend. A security may have more than one place of issuance.; IssueDate - Date/time at which the security was made available.; IssuePrice - Initial local issue price of the security.; SubscriptionPeriod - Period during which the security can be subscribed to.; InvestorType - Type of investor that is allowed to hold the security.

IssuePaymentSchedule

Definition: Schedule for partial payments of an issue.
Elements: Date - Date/time at which the partial payment is to be done.; Amount - Amount of the partial payment.; Rate - Partial payment expressed as a rate.

JurisdictionStrategy

Definition: Strategy is jurisdiction based.
Elements: Jurisdiction - "Jurisdiction (country, county, state, province, city) of the investment."

NetAssetValueCalculation

Definition: Calculation of the net asset value for an investment fund/fund class.
Elements: ValuationTime - Time of the price valuation for the investment fund/fund class.; ValuationFrequency - Frequency of the net asset value calculation.; Currency - Currency of the net asset value calculation.; DeclarationTime - Time of the net asset value publication.; DeclarationChannel - "Means of the net asset value publication, eg, a newspaper."; ValuationFrequencyDescription - Description of the frequency of the net asset value calculation.; HistoricPricingIndicator - Indicates whether the price is historic or forward.

Option

Definition: Contracts which grant to the holder either the privilege to purchase or predetermined price or formula at or within a time in the future.
Elements: OptionStyle - "Specifies how an option can be exercised (American, European, Bermudan)."; OptionType - Specifies whether it is a call option (right to purchase a specific unterlying asset) or a put option (right to sell a specific underlying asset).; StrikePrice - Predetermined price at which the holder will have to buy or sell the underlying.; SettleStyle - Specifies whether the option contract settles at the open or close of the market.; ContractSize - Ratio or multiplying factor used to convert one contract into a quantity.; ExpiryDate - Date/time at which the security expires.; Standardisation - "Specifies whether the terms of the security (underlying instruments, expiration date, contract size) are defines according to the exchange specifications or whether they can be user defined."; VersionNumber - Number allocated by options exchanges to record that an option has underone a change in ist contract specifications (particularly adjustment of the strike price).; Delivery - Specifies how the settlement of the underlying instruments will be done.; UnderlyingType - Specifies the type of underlying to which the option relates.

Organisation

Definition: "Organised structure that is set up for a particular purpose, eg, a business, government body, department, charity, or financial institution."
Elements: CommonIdentification - "Unique and unambiguous identifier for an organisation that is allocated by an institution, eg, Dun & Bradstreet Identification."; Description - Description of an organisation.; OrganisationPurpose - "Purpose of the organisation, eg, charity."; RegistrationCountry - Country in which the organisation is registered.; RegistrationDate - Date and time at which a given organisation was officially registered.; LegalStructure - Legal standing of the organisation.; Sector - "Type of business of the organisation, eg, pharmaceutical."

OrganisationStrategy

Definition: Strategy is organisation based.

OtherAssetClassification

Definition: "Other classification type of the security, ie, other than ISO 10962 Classification of Financial Instrument (CFI)."
Elements: ClassificationType - "Other classification type of the security, ie, other than ISO 10962 Classification of Financial Instrument (CFI)."; AssetClassScheme - Information regarding the entity that assigns the asset classification.; Language - Language in which the asset classification is expressed

OtherSecurityIdentification

Definition: "Identification of a security, other than the ISIN, as assigned under a formal, eg, National Numbering Agencies, or proprietary identification scheme."
Elements: SecurityIdentification - Alternate security identification.; SecurityIdentificationScheme - Information regarding the entity that assigns the identification of the security.

Party

Definition: Entity involved in an activity.
Elements: Name - Name by which a party is known and which is usually used to identify that party.; TaxationCountry - Country of taxation of an individual person or an organisation.; Address - Postal address of a party.; ResidenceCountry - "Country in which a person resides (the place of a person's home). In the case of a company, it is the country from which the affairs of that company are directed."; Role - Role of the party in the activity.; ClientIdentification - "Unique and unambiguous identifier of a party, assigned by an organisation."; ShortName - Specifies the short name of the organisation.; LegalName - Specifies the legal name of the organisation.

Portfolio

Definition: Combined holding of more than one investment fund class to reduce risk by diversification.

PortfolioAsset

Definition: Details of the underlying assets of the portfolio.
Elements: Description - Free text description of the portfolio asset.; InvestmentAmount - Invested amount of the portfolio asset.; InvestmentRate - Invested percentage of the portfolio asset.; EffectiveDate - Cut off date/time for the information of the specified portfolio asset.; HeldNumber - Number of assets in the portfolio.; AssetType - Specifies the type of asset.

PortfolioBenchmark

Definition: Security or other price against which the performance of the portfolio is evaluated.
Elements: BenchmarkWeight - Instrument weighting in the benchmark for the portfolio.; MaximumDeviation - Maximum allowable deviation from the benchmark.; MinimumDeviation - Minimum allowable deviation from the benchmark.; EffectivePeriod - Period during which the instrument is used as a benchmark for the portfolio.; Description - Free text description of the benchmark used to determine the performance of a portfolio.

PortfolioStrategy

Definition: Rough allocation of the portfolio.
Elements: InclusionIndicator - Indicates whether the referred strategy is included.; MinimumInvestmentAmount - Minimum amount that has to be invested in the specified strategy.; MinimumInvestmentRate - Minimum percentage that has to be invested in the specified strategy.; MaximumInvestmentAmount - Maximum amount that may be invested in the specified strategy.; MaximumInvestmentRate - Maximum percentage that may be invested in the specified strategy.; EffectivePeriod - Period during which the investment guideline is valid.; DistributionPolicy - "Income policy relating to the fund, ie, if income is paid out or retained in the fund."; Description - "Free text description of the investment guideline, eg, rating requirements."

PortfolioStrategyDefinition

Definition: Additional information on the definition of the strategy.
Elements: Name - Name of the defined strategy.; Description - Free text description of the strategy definition.; EffectivePeriod - Period during which the defined strategy is valid.

ProcessingCharacteristics

Definition: "Processing characteristics linked to the instrument, ie, not to the market."
Elements: Country - Country in which the processing characteristic applies.; SubscriptionCutOffDateTime - Last date/time at which an order to subscribe can be given.; RedemptionCutOffDateTime - Last date/time at which an order to redeem can be given.; SubscriptionAmountIndicator - Indicates whether subscriptions in amount are allowed.; RedemptionAmountIndicator - Indicates whether redemptions in amount are allowed.; SubscriptionDealingFrequency - Frequency at which the subscriptions are done.; RedemptionDealingFrequency - Frequency at which the redemptions are done.; EffectiveDate - Date/time as from which the processing characteristics are valid.; MainFundOrderDeskIndicator - Indicates whether the fund order desk is the principal entity appointed by the fund to which orders should be submitted.; HoldingTransferableIndicator - "Processing characteristics linked to the instrument, ie, not to the market. "; Decimalisation - Number of decimal places to which quantities of units/shares are rounded.; SubscriptionSettlementCycle - Last business day following the price date by which settlement will be due in respect of subscription orders.; RedemptionSettlementCycle - Last business day following the price date by which settlement will be due in respect of redemption orders.; InitialApplicationForm - Physical application form for the initial subscription by the investor.; SubsequentApplicationForm - Physical application form for subsequent investments by the same investor.; RedemptionForm - Physical written instruction/renunciation form for redemption of units/shares by the investor.; DealingFrequencyDescription - Description of frequency at which the subscriptions and redemptions are done.; RedemptionPeriod - "Specific period, eg, for some guaranteed funds, during which the units/shares may be redeemed. "; SubscriptionPeriod - "Specific period, eg, for some guaranteed funds, during which the units/shares may be subscribed to."; FrontEndChargeIndicator - Indicates whether a front end charge on subscription orders for this class can be applied.; BackEndLoadIndicator - "Indicates whether an exit charge, eg, CDSC, on redemption orders for this class can be applied."; SwitchingFeesIndicator - Indicates whether a switching charge for changing between sub-funds of the same umbrella can be applied.

Rating

Definition: The assessment of securities credit and investment risk.
Elements: Value - "Specifies the rating, which has been assigned to a security by a rating agency."; RatingScheme - Information regarding the entity that assigns the rating.; ValueDate - Date/time as from which the rating is valid.

RedemptionSchedule

Definition: "Describes the reason and terms for early partial or total redemption, amortisation or extension of an issue."
Elements: PartyType - Party entitled to ask for the redemption.; ReasonType - Specifies the reason for the redemption or amortisation.; RedemptionScheduleType - Specifies the type of plan for repayment or extension.; AmountFulfilType - Specifies if the full amount or only part of it is redeemed.; MinimumNoticeDays - Minimum number of notice in days that must be given by either the issuer or the holder before redemption can take place.; MaximumNoticeDays - Maximum number of notice in days that must be given by either the issuer or the holder before redemption can take place.; FinancialCenter - "Financial place taken into account to adjust the date and time, as defined within the business day convention."; BusinessDayConvention - Convention used for adjusting a date when it is not a business day.; NoticePeriodType - Specifies the type of notice period.

RedemptionScheduleDetail

Definition: "Describes the dates, prices and amounts of possible amortisations and early redemptions."
Elements: EffectivePeriod - Period during which the issuer or holder may give notice.; RedemptionPriceFrequency - Specifies the frequency of the redemption.; RedemptionPrice - Redemption or amortisation price.; RedemptionPriceChange - Redemption or amortisation price change.; RedemptionPriceChangeFrequency - Redemption or amortisation price change frequency.

Restriction

Definition: Restrictions applicable to the security.
Elements: Type - Specifies the regulatory restrictions applicable to a security.

RestrictionInformation

Definition: Specifies additional information on the restrictions.
Elements: Jurisdiction - Jurisdiction or country where the restriction applies.; InvestorRestrictionType - "Specifies whether the restriction to be applied is relevant for citizen, resident, country."; InclusionIndicator - Indicates whether the restriction includes or excludes the party mentioned in the investror restriction type.; EffectivePeriod - Period during which the restriction applies.; RestrictionType - "Type of the restriction, eg. selling restriction, buying restriction, placing restriction."; Rate - Rate used for calculation of the restriction.; Description - Free text description of the restriction.; InvestorType - Type of investor that is allowed to hold the security.

SectorStrategy

Definition: "Strategy is sector based, eg, the strategy is to invest in pharmaceutical industry."

Security

Definition: Financial instruments representing a sum of rights of the investor vis-a-vis the issuer.
Elements: SecurityIdentification - Identification of a security by an ISIN.; StatusDate - Date at which the status of the security is taken.; SecurityStatus - Specifies the status of the security within ist lifecycle.; Appearance - Specifies the deliverability of a security.; RegistrationForm - "Specifies the form, ie, ownership of the security."; Series - Identifier that links multiple security classes.; RegistrationJurisdiction - "Jurisdiction (country, county, state, province, city) in which the security is legally recorded for regulatory and/or tax purposes."; AnnouncementDate -; StrippableIndicator - Indicates whether the interest is separable from the principal.; RecompositionIndicator - Indicates whether the interest and the principal can be recomposed. This is the reverse operation of stripping.; AnnouncementDate - "Date/time, as announced by the issuer, at which the securities will be issued."; EUSavingDirectiveIndicator - Indicates whether the investment fund class is subject to the European Union Saving Directive.; ShortName - Short name of the security.; Language - Language in which the security name is expressed.

SecurityTradingIdentification

Definition: "Security identifier specific to a trading market or markets, eg. Ticker."
Elements: SecurityIdentification - "Identification of a security, as assigned under a proprietary trading identification scheme."; SecurityTradingIdentificationScheme - Information regarding the entity that assigns the security trading identification.

TaxDetails

Definition: "Amount of money due to the government or tax authority, according to various pre-defined parameters such as thresholds or income."
Elements: Jurisdiction - Jurisdiction in which the tax rule applies.; ExemptIndicator - Indicates whether the tax rule applies within the jurisdiction as a condition of this security.; Rule - Specifies the tax rule.; RuleScheme - Information regarding the entity that assigns the tax rule.; FrankedRate - Percentage of dividend for which tax is already paid.; Rate - Rate used for calculation of the tax.; EffectivePeriod - Period during which the tax rule applies within the jurisidiction.

TradingMarket

Definition: Place at which the security is traded.
Elements: TradeLotSize - Minimum number of securities that can be traded.; PlaceOfSettlement - Possible/eligible places where the settlement of the security takes place.; FirstTradingDate - First date at which the security is eligible for trading.; LastTradingDate - Last date at which the security is eligible for trading.; JurisdictionGovernmentLaw - "Jurisdiction of the governing law for the trades on this market, eg. City of NY, County of NY, State of NY, regulatory SEC."; MarketIdentification - "Code allocated to places of trade, ie. stock exchanges, regulated markets, et Electronic Trading Platforms (ECN), and unregulated markets, eg Automated Trading Systems (ATS) (MIC - ISO 3166) ."; TradingLocationPreference - Ranking of liquidity or other criteria on the exchange (preference) where a specific security trades.; ListingDate - Date/time at which the secrutiy is listed at the specific exchange.; DefaultTradingCurrency - Default currency for the securities trading on this market.

TradingParameters

Definition: Additional characteristics of the trading market.
Elements: RoundLot - Minimum quantity of securities that can be purchased without incurring a larger fee.; TradingCurrency - Currency of the trading.; TradingStatus - Status of the trading.; TradingStatusDate - Date/time of the trading status.; TradingStatusReason - Reason for the trading status.; QuoteLot - "Lot size associated with the price. Most exchanges require that pricing be quoted in round lot size. However, some exchanges have pricing quoted in many different lot sizes, eg, Latin America, some Asian markets, Turkey."; LegalForm - "Legal form of a fund, eg. Corporation or trust."; Name - Name of the fund.

UnderlyingInformation

Definition: related financial instrument into which the security can be converted.
Elements: QuantityDenominator - Number of held securities for the exercise.; QuantityNumerator - Number of related securities for the exercise.; SecurityIdentification - ISIN identification of the related financial instrument into which this security can be exercised.

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