ISO 19312 CA - Business Components

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Contents

Asset

Definition
Tangible items of value to a business.
Elements
Name - Name of the financial instrument in free format text.

CashDistribution

Definition
Characteristics for a cash distribution event.
Elements
CorporateActionEventType - Type of corporate action event.
SelectionDate - Date/time at which securities are selected for redemption prior to maturity.
InterestPeriod - Period during which interest has accrued.
BlockingPeriod - "Period, set by the issuer, during which the security is blocked, ie, not available for exchange."
InterestRate - Ratio of the amount of interest paid to the principal amount of the financial instrument for a specific period of time.
InterestAmount - Amount of interest paid to the principal amount of the financial instrument for a specific period of time.
DecreaseRate - "Amount, expressed as a percentage, by which the issuer devalues a share (in a decrease value event)."
DecreaseAmount - Amount by which the issuer devalues a share (in a decrease value event).
CashDistributionRate - "Amount of cash, expressed as a percentage, disbursed per financial instrument. "
CashDistributionAmount - Amount of cash disbursed per financial instrument.
AmortisedRate - Rate that will be applicable as of the next factor date and defines the outstanding principal of the factored security.
PaymentType - Provides information about the whether the payment will be before or after tax.
LoyalityPremiumIndicator - "Indicates whether dividends, in addition to regular dividends, are payable to loyal (time, size, amount) investors."
DividendReinvestmentIndicator - Indicates whether a cash dividend can be rolled over into shares of the issuing company.
CorporateActionOption - Specifies information about the choices offered to the holder of a corporate action.
CurrencyOption - Currency choice given to the investor.

CorporateEvent

Definition
Event that has an effect on all or part of the holdings of a security or results from the obligations of companies towards their share- or bondholders.
Elements
EventReference - Specifies the identifier of the event.
RelatedEventReference - Specifies the identifier linked to the event.
Status - Status of the corporate action event.
InformationDistributionStatusCode - Status to define the completeness of information of the corporate action event.
IssuerAnnouncementDate - Date/time at which the issuer announces a corporate event.
RecordDate - Date/time at which positions are struck to note which parties are entitled to receive the entitlement to a corporate event or vote at a meeting.
InvestorRestrictionIndicator - "Indicates whether there are legal or other restrictions associated with a rights offer or other corporate event, eg, domicile, citizenship, residency, type of investor."
TradingSecurityRestrictionIndicator - "Indicates that there are restrictions placed on investment agents as to which types of securities they can invest in, eg, trading/availability, safekeeping, purchase or sale."
EventDocumentation - Provides details of the reference documentation for a corporate action/meeting event.
AdditionalDocumentationURLAddress - "Provides the web address published for the event, ie the address for the Universal Resource Locator (URL), eg, used over the www (HTTP) service."

CurrencyExchange

Definition
Information needed to process a currency exchange related to a cash distribution event.
Elements
ExchangeRate - The value of one currency expressed in relation to another currency. ExchangeRate expresses the ratio between UnitCurrency and QuotedCurrency (ExchangeRate = UnitCurrency/QuotedCurrency).
QuotedCurrency - "Currency into which the base currency is converted, in a currency exchange."
UnitCurrency - "Currency in which the rate of exchange is expressed in a currency exchange. In the example 1GBP = xxxCUR, the unit currency is GBP."
ExchangeRateFixingDate - Date/time at which a foreign exchange rate is determined (as compared to its reset date if applicable).

Distribution

Definition
Common characteristics for all distribution events.
Elements
CorporateEventClassification - Specifies whether the corporate action event is mandatory or voluntary.
IssuerDeadlineDate - Date/time by which a response to a corporate event must be received by the issuer. Note that market and custodian deadline dates are part of processing so N/A.
ExDate - Date/time as from which trading (including exchange and OTC trading) occurs on the underlying security without the benefit.
PaymentDate - Date/time at which the distribution is due to take place (cash and/or securities).
EffectiveDate - "Date/time at which the event or part of the event, eg, an option, becomes valid and should be processed and/or applied to holdings."
MeetingDate - Date/time at which the meeting will take place.
NetAmount - Amount paid after deductions and/or allowances have been made.
NetRate - Percentage paid after deductions and/or allowances have been made.
GrossAmount - Amount paid before deductions and/or allowances have been made.
GrossRate - Percentage paid before deductions and/or allowances have been made.
DividendRate - "Dividend amount, expressed as a percentage, per financial instrument."
DividendAmount - Dividend amount per financial instrument.
TaxRate - "Amount, expressed as a percentage, levied by the jurisdiction in which the issuer is located."
TaxAmount - Amount levied by the jurisdiction in which the issuer is located.
DividendType - Nature of the dividend.
NewParValue - New nominal value of an equity security.
NewFaceValue - New unit value of a debt security.
OfferPrice - "Price, determined by the offerer, at which the investor is entitled to take part in an event."
IntermediateSecurityDistributionIndicator - Indicates whether there will be a distribution of intermediate securities or privilege.
EventConditions - "Conditions that the issuer has placed on the completion of th event, eg, tender percentage required."
TaxationConditions - Provides the tax restrictions associated with a rights offer or other corporate event.

IssuerMeeting

Definition
"Information about the meeting, specifying the participation requirements and the voting procedures. "
Elements
Type - Specifies the type of meeting for which an invitation is sent.
MeetingEventClassification - Specifies information about the originator of the meeting.
ResultPublicationDate - Date/time on which a company publishes the results of its meeting.
VoteRegistrationDeadline - Date/time by which the beneficial owner or agent must notify of their intention to participate in a meeting.
VoteDeadline - Date/time the sender of the message sets as the deadline by which the receiver needs to respond.
ResolutionProposalDeadline - Date/time by which security holders can propose amendments or new resolutions. This deadline is set by an intermediary.
BlockingPeriod - "Period, set by the issuer, during which the security is blocked, ie, not available for exchange."
VotingPremiumAmount - Amount of additional weight applied to the votes of long term shareholders.
VotingPremiumRate - Rate of additional weight applied to the votes of long term shareholders.
SolicitationFee - Consent fee. Cash amount made available in a corporate event in order to encourage participation in the event or to vote with management's position.
SolicitationRate - Consent rate. Cash rate made available in a corporate event in order to encourage participation in the event or to vote with management's position.
PartialVoteAllowed - Indicates whether there is an option to vote for less than the entire entitled holdings.
SplitVoteAllowed - "Indicates that the option to give a split instruction, eg, a split voting instruction on a meeting, is allowed."
BeneficialOwnerExclusiveIndicator - "Indicates that only the beneficial owner may participate in the event, ie no proxy or nominee voting is allowed."
NomineePowerOfAttorneyIndicator - Indicates that a power of attorney must be provided by the beneficial owner to the nominee in order for the nominee to vote on behalf of the beneficial owner.
NomineeVotingIndicator - Indicates whether an agent can vote on behalf of the beneficial owners.
NomineeBeneficialOwnerIndicator - "Indicates whether the beneficiary details, eg, name and address, must be supplied in order to take part in the event."
ProxyVotingIndicator - Indicates that the beneficial owner may give authority to a third party to vote on his behalf.
ProxyBeneficialOwnerIndicator - "Indicates whether the beneficiary details of the proxy, eg, name and address, must be supplied in order to take part in the event."
ProxyPowerOfAttorneyIndicator - Indicates that a power of attorney must be provided by the beneficial owner to the proxy in order for the proxy to vote on behalf of the beneficial owner.
ValidCreditorIndicator - Indicates that the participant must be a creditor of the company in order to vote on the resolutions of the meeting.
ProxyBeneficialOwnerDetails - "Indicates whether the beneficiary details, eg, name and address, must be supplied in order to take part in the event."
VoteOption - Specifies the different instructions which can be used to vote.
ProxyType - Specifies the type of proxy.
VotingMode - Specifies the voting mode.

Meeting

Definition
Specifies the physical parameters of a general meeting. Several dates and places can be defined for a meeting.
Elements
DateAndTime - Date/time at which the meeting will take place.
Location - Place of the meeting.
QuorumRequired - Specifies whether a minimum number of security representation is required to hold a meeting or not.
MeetingStatus - Indicates the status of a meeting date.
QuorumQuantity - Minimum quantity of securities required to hold a meeting.
QuorumQuantityPercentage - "Minimum quantity of securities, expressed as a percentage, required to hold a meeting."

Resolution

Definition
"Specifies an item in the agenda of the meeting. Some resolutions are submitted to the vote of the security holders, some are presented for information only."
Elements
IssuerLabel - Numbering of the resolution as specified by the issuer or its agent.
Description - Free text description of the resolution.
Type - "Indicates if a resolution is ordinary, extraordinary or other."
ManagementRecommendation - Indicates how management wishes the security holders to vote.
Status - Indicates whether the resolution is active or cancelled.
SubmittedBySecurityHolder - "Indicates whether the resolution has been submitted by the security holder. If absent or set to false, the security has been submitted by the Issuer."

SecuritiesDistribution

Definition
Characteristics for a securities distribution event.
Elements
CorporateActionEventType - Type of corporate action event.
OfferPriceFixingDate - Date/time at which an offer price is determined (as compared to its reset date if applicable).
IntermediateSecurityExpiryDate - Date/time at which a privilege or an intermediate security is no longer available.
TradingAvailabilityDate - Date/time at which a security starts or resumes trading.
PostingDate - Date/time of the posting (credit or debit) to the account(s).
OfferExpiryDate - Date/time at which a privilege or a security is no longer available.
ExercisePeriod - Period during which the right and/or privilege on an underlying financial instrument may be executed.
TradingPeriod - Period during which a financial instrument is available for trading.
OfferPeriod - Period during which an open offer remains valid.
DecreaseRate - "Amount, expressed as a percentage, by which the issuer devalues a share (in a decrease value event)."
DecreaseAmount - Amount by which the issuer devalues a share (in a decrease value event).
CashDistributionRate - "Amount, expressed as a percentage, of cash disbursed per financial instrument. "
CashDistributionAmount - Amount of cash disbursed per financial instrument.
IntermediateToUnderlyingDenominator - The quantity of underlying securities required for a given quantity of interim securities.
IntermediateToUnderlyingNumerator - Quantity of interim securities that will be derived by the exercise of a given quantity of underlying securities.
DistributedToUnderlyingDenominator - Quantity of underlying securities required for a given quantity of new securities.
DistributedToUnderlyingNumerator - Quantity of new securities that will be derived by the exercise of a given quantity of underlying securities.
OversubsciptionRate - Rate of oversubscription allowed by the issuer.
OversubscriptionAmount - Amount of oversubscription allowed by the issuer.
ReinvestmentAmount - Amount at which a cash disbursement will be reinvested into a security.
ReinvestmentRate - Rate at which a cash disbursement will be reinvested into a security.
SubscriptionPrice - The amount of money required per unit for the purchase of an instrument.
ReinvestmentPrice - Price at which a cash disbursement will be reinvested into a security.
CashFractionsPrice - Price paid by the issuer for the remaining fraction.
LoyalityPremiumIndicator - "Dividend, in addition to regular dividends, payable to loyal (time, size, amount) investors."
OversubscriptionIndicator - Indicates that the event permits the holder to subscribe to more securities than the underlying position allows.
RenounceableIndicator - Indicates whether the intermediate securities held by the beneficial owner or agent can be sold.
FractionTreatment - Specifies the rounding direction.
DecimalPrecision - Indicates the number of digits to the right of the decimal point.
ReinvestmentType - Specifies whether the investment will be net or gross.
RevocableIndicator - "Action or event can be reversed at anytime, or otherwise annulled."
MinimumHolding - Indicates the minimum quantity of financial instrument that must be held in order to be entitled to take part in the event.
MaximumHolding - Indicates the maximum quantity of financial instrument that must be held in order to be entitled to take part in the event.
MinimumExercisableQuantity - Indicates the minimum quantity of financial instrument that may be exercised in the event.
MaximumExercisableQuantity - Indicates the maximum quantity of financial instrument that may be exercised in the event.
SecurityIdentificationOption - Option to choose between different security options.

SecuritiesAndCashDistribution

Definition
Characteristics for a mixed cash and securities distribution event.
Elements
CorporateActionEventType - Type of corporate action event.
OfferPriceFixingDate - Date/time at which an offer price is determined (as compared to its reset date if applicable).
TradingAvailabilityDate - Date/time at which a security starts or resumes trading.
IntermediateSecurityExpiryDate - Date/time at which a privilege or an intermediate security is no longer available.
PostingDate - Date/time of the posting (credit or debit) to the account(s).
OfferExpiryDate - Date/time at which a privilege or a security is no longer available.
BlockingPeriod - "Period, set by the issuer, during which the security is blocked, ie, not available for exchange."
ExercisePeriod - Period during which the right and/or privilege on an underlying financial instrument may be executed.
OfferPeriod - Period during which an open offer remains valid.
TradingPeriod - Period during which a financial instrument is available for trading.
IntermediateToUnderlyingDenominator - The quantity of underlying securities required for a given quantity of interim securities.
IntermediateToUnderlyingNumerator - Quantity of interim securities that will be derived by the exercise of a given quantity of underlying securities.
DistributedToUnderlyingDenominator - Quantity of underlying securities required for a given quantity of new securities.
DistributedToUnderlyingNumerator - Quantity of new securities that will be derived by the exercise of a given quantity of underlying securities.
SubscriptionPrice - The amount of money required per unit for the purchase of an instrument.
CashFractionsPrice - Price paid by the issuer for the remaining fraction.
RenounceableIndicator - Indicates whether the intermediate securities held by the beneficial owner or agent can be sold.
FractionTreatment - Specifies the rounding direction.
DecimalPrecision - Indicates the number of digits to the right of the decimal point.
PaymentType - Specifies whether the payment will be before or after tax.
MinimumHolding - Indicates the minimum quantity of financial instrument that must be held in order to be entitled to take part in the event.
MaximumHolding - Indicates the maximum quantity of financial instrument that must be held in order to be entitled to take part in the event.
MinimumExercisableQuantity - Indicates the minimum quantity of financial instrument that may be exercised in the event.
MaximumExercisableQuantity - Indicates the maximum quantity of financial instrument that may be exercised in the event.
CorporateActionOption - Specifies information about the choices offered to the holder of a corporate action.
CurrencyOption - Currency choice given to the investor.

VoteResult

Definition
Specifies whether an agenda item of a general meeting has been accepted or rejected together with the number of votes.
Elements
MeetingResults - Specifies the outcome of the voting on the resolutions.
For - Number of votes in favour of one resolution
Against - Number of votes against one resolution
Withhold - Number of votes that were withheld for one resolution
Abstain - Number of votes that were declared abstained for one resolution.
TotalVotesCast - Total number of votes cast per resolution.
AgainstManagement - Total votes that do not follow the management recommendation regarding the vote of a resolution.
WithManagement - Total votes that follow the management recommendation regarding the vote of a resolution.
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